As financial institutions face a growing web of regulatory challenges, regulatory technology (regtech) solutions have become indispensable tools to manage compliance efficiently and effectively.
From marketing compliance to identity verification, anti-money laundering, and data privacy, this list highlights key regtech companies that support institutions in staying compliant, minimizing risk, and fostering trust across their operations.
Marketing Compliance
Ensures all marketing content aligns with legal standards and industry rules while monitoring and protecting a brand’s reputation across channels.
PerformLine
PerformLine offers an omni-channel marketing compliance platform that automates the discovery, monitoring, and remediation of compliance risks across various marketing channels, including documents, web, social media, emails, calls, and messages.
LashBack
LashBack specializes in email compliance monitoring and intelligence. They provide services that help brands, agencies, and networks protect their interests, evaluate partners, and grow their businesses by ensuring email marketing practices comply with industry standards.
Identity Verification and KYC
Verifies customer identities to prevent fraud and meet legal requirements for knowing customers.
Onfido
Onfido is a technology company that simplifies digital identity verification using AI-powered solutions. They enable businesses to verify users’ identities through document and biometric verifications, assisting in seamless customer onboarding and compliance with KYC regulations.
Trulioo
Trulioo provides global identity verification services, offering access to over 5 billion identities worldwide. Their platform supports compliance with KYC and Anti-Money Laundering (AML) regulations, facilitating secure and efficient customer onboarding for businesses operating in various sectors.
Encompass
Encompass delivers automated KYC solutions for financial institutions and legal firms. Their platform aggregates and analyzes data from multiple sources to provide comprehensive customer profiles, aiding in regulatory compliance and risk management.
Anti-Money Laundering (AML)
Detects and prevents illegal financial activities, like money laundering, by monitoring transactions.
Chainalysis
Chainalysis offers blockchain analysis and AML solutions, providing insights into cryptocurrency transactions. Their tools assist financial institutions, governments, and businesses in detecting and preventing illicit activities involving digital assets.
Hawk AI
Hawk AI specializes in AML surveillance technology, utilizing machine learning to monitor transactions in real time. Their solutions help financial institutions detect suspicious activities and ensure compliance with AML regulations.
NICE Actimize
NICE Actimize provides financial crime, risk, and compliance solutions, including AML, fraud detection, and trading surveillance. Their comprehensive suite of tools assists organizations in mitigating financial crime risks and adhering to regulatory requirements.
Regulatory Change and Intelligence
Tracks and interprets new regulations so companies can stay compliant.
Ascent
Ascent offers AI-driven solutions that automatically generate a firm’s regulatory obligations and monitor for changes. Their platform helps organizations stay compliant by providing real-time updates and actionable insights on regulatory developments.
Corlytics
Corlytics provides regulatory risk intelligence by analyzing and categorizing global enforcement actions and regulatory notices. Their services assist firms in understanding regulatory trends and managing compliance risks effectively.
Compliance.ai
Compliance.ai delivers a platform that aggregates and curates regulatory content, offering tools for tracking, managing, and responding to regulatory changes. Their solutions help compliance professionals stay informed and maintain adherence to evolving regulations.
Winnow
Winnow offers a legal research platform focused on financial services regulations. They provide tools for tracking regulatory changes and understanding compliance obligations, aiding firms in navigating complex regulatory landscapes.
RegAlytics
RegAlytics specializes in providing structured regulatory data and alerts. Their platform delivers timely updates on regulatory changes, enabling organizations to manage compliance requirements proactively.
Blockchain and Cryptocurrency Compliance
Monitors cryptocurrency transactions to detect and prevent illegal activities.
Elliptic
Elliptic provides blockchain analytics and cryptocurrency compliance solutions. Their tools help businesses and financial institutions detect and prevent illicit activities involving digital currencies, ensuring compliance with regulatory standards.
Chainalysis
Chainalysis offers blockchain analysis and AML solutions, assisting organizations in monitoring cryptocurrency transactions and preventing financial crimes.
Transaction Monitoring and Fraud Management
Analyzes transactions to spot and stop fraud in real-time.
SEON
SEON offers fraud prevention solutions that combine digital footprint analysis and machine learning. Their platform helps businesses detect fraudulent activities and reduce chargebacks by providing real-time risk assessments.
Sift
Sift provides digital trust and safety solutions, including fraud prevention, account defense, and payment protection. Their machine learning-powered platform helps businesses prevent fraud and abuse while fostering trust with customers.
Forter
Forter delivers e-commerce fraud prevention solutions, offering real-time transaction monitoring and decision-making. Their platform helps retailers and online businesses reduce fraud, approve more transactions, and enhance customer experience.
Data Privacy and Protection
Protects sensitive data to comply with privacy laws and prevent data breaches.
Spring Labs
Spring Labs focuses on data privacy and security, developing blockchain-based solutions for secure data exchange. Their technology enables institutions to share information without compromising data privacy, reducing fraud, and enhancing compliance.
BigID
BigID offers data discovery and intelligence solutions, helping organizations find, classify, and manage sensitive information. Their platform aids in compliance with data protection regulations and enhances data privacy practices.
Compliance Training
Provides training to employees on legal and regulatory requirements to foster a compliant workplace.
Affinity
Affinity offers relationship intelligence solutions, leveraging AI to help organizations manage and grow their networks. While not solely focused on compliance training, their platform can assist in understanding and managing relationships relevant to compliance efforts.
SAI360
SAI360 provides integrated risk management solutions, including compliance training, ethics learning, and regulatory content. Their platform helps organizations build a culture of compliance and effectively manage risk through comprehensive training programs.
Fairness-as-a-Service
Ensures automated decisions in lending are fair and free from bias.
Fairplay
Fairplay provides Fairness-as-a-Service solutions, offering tools to identify and mitigate bias in algorithms and decision-making processes. Their services help organizations ensure fairness and equity in automated systems and comply with anti-discrimination regulations.
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