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The COMPLY Podcast showcases trailblazers in the financial services and compliance space. Each episode dives deep into the challenges, triumphs, and innovations of executives at top banks, fintechs, and enterprise organizations.
Recent Episodes
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Episode 67: Compliance ROI and Collaboration with Harsha Raghunath, Director of Compliance at Mercury
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Episode 66: The “Compliance Hat” Mindset for Marketers with Kat Wong, Director of Marketing at Adro
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Episode 65: Smarter UDAAP Compliance Monitoring with PerformLine’s Expanded Rulebooks
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The trends shaping marketing compliance in 2025. As leaders in the marketing compliance space, PerformLine built this State of Marketing Compliance report to provide trend information on the depth of marketing compliance programs, concerns, and challenges.
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Stay up-to-date
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Office of the Comptroller of the Currency
June 23, 2025
OCC Reports First Quarter 2025 Bank Trading Revenue
The Office of the Comptroller of the Currency (OCC) reported cumulative trading revenue of U.S. commercial banks and savings associations of $15.0 billion in the first quarter of 2025. The first quarter trading revenue was $408 million, or 2.7 percent, less than in the previous quarter and $297 million, or 1.9 percent, less than a year earlier.
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Federal Reserve
June 23, 2025
Federal Reserve Board announces that reputational risk will no longer be a component of examination programs in its supervision of banks
Federal Reserve Board announces that reputational risk will no longer be a component of examination programs in its supervision of banks
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Federal Trade Commission
June 23, 2025
FTC Case Leads to Order Banning Ascend Ecom and Its Owners from Business Opportunity Marketing
Proposed settlement would ban business ‘coaching’ and require defendants to turn over assets
The operators of Ascend Ecom, an online business opportunity that allegedly cost consumers millions of dollars, will be banned from selling business opportunities and required to turn over assets to the Federal Trade Commission under the terms of a proposed court order.
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