Since 2015, COMPLY is where the compliance, risk and regtech ecosystem unites to collaborate, share best practices, and make connections that focus the business on what’s ahead. COMPLY brings together regulators, compliance leaders, and innovators from around the globe for groundbreaking learnings, and connections.


Recent Session Highlights


    Consumer Protection and State Regulators

    Many states have powerful state consumer protection bureaus that go beyond federal safeguards. Hear what these heads of consumer protection for New York and Pennsylvania say about their agenda, how they’re enforcing UDAAP and the impact they could have on banks, fintechs and other financial firms locally and nationally.


    The Outlook from Chief Compliance Officers

    Third party risks, new regulations, global expansion, advanced tech like AI and the pandemic are just a few of the hurdles Chief Compliance Officers faced this year. Hear from CCOs at Plaid, BBVA in the USA and Upstart on how they approach these challenges to keep their organizations at low risk.


Featured Speakers

  • Annie Delgado, Upstart

    Annie Delgado

    Chief Compliance Officer
  • Alex Baydin-performline

    Alex Baydin

    CEO and Founder
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    Sandy Brown

    Assistant Director
    Bureau of Consumer Protection’s Division of Financial Practices
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    Krista Potter

    Assistant General Counsel, Sr. Director, Product and Regulatory
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    Puja Amin

    Corporate Counsel, LoanDepot
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    Vishal Ranjane

    Head of Global AML Strategies, Solutions and transformation
    TD Bank
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    Nikita Pearson

    Director of the Office of Minority and Women Inclusion (OMWI)
    Federal Deposit Insurance Corporation (FDIC)
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    LaSalle Vaughn

    Head of Global Communications Compliance
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    Rich Cordray

    Former Director of the CFPB
    Author of "Watchdog"

What our attendees are saying


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COMPLY is nothing like your father's compliance conference! We’re serious about compliance but also serious about having fun and making great connections. Stay up to date with the latest news and happenings.

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