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COMPLY Marketing Compliance Podcast
The COMPLY Podcast showcases trailblazers in the financial services and compliance space. Each episode dives deep into the challenges, triumphs, and innovations of executives at top banks, fintechs, and enterprise organizations.
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The trends shaping marketing compliance in 2025. As leaders in the marketing compliance space, PerformLine built this State of Marketing Compliance report to provide trend information on the depth of marketing compliance programs, concerns, and challenges.

ADDITIONAL RESOURCES
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Federal Reserve
September 22, 2026
Federal Reserve Board announces approval of application by BancFirst Corporation
Federal Reserve Board announces approval of application by BancFirst Corporation
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Federal Trade Commission
September 22, 2026
FTC Endorses Education Department Proposal to Expand Higher Education Accreditation Options
The Federal Trade Commission strongly endorsed the Department of Education’s proposed reforms to promote competition among accreditation agencies. Increased competition among accreditors and lower administrative burdens could lower the cost and improve the quality of higher education for millions of American students.
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Financial Industry Regulatory Authority
September 22, 2026
FINRA Orders American Portfolios to Pay $1.2 Million in Restitution and $400,000 in Fines for UIT Supervision Failures
WASHINGTON—FINRA has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest, to customers and has fined the member firm $400,000 for failing to reasonably supervise recommendations that customers sell unit investment trusts (UITs) before their maturity dates, which resulted in customers paying unnecessary costs and fees.




