Since 2015, COMPLY is where the compliance, risk and regtech ecosystem unites to collaborate, share best practices, and make connections that focus the business on what’s ahead. COMPLY brings together regulators, compliance leaders, and innovators from around the globe for groundbreaking learnings, and connections.
Recent Session Highlights
Consumer Protection and State Regulators
Many states have powerful state consumer protection bureaus that go beyond federal safeguards. Hear what these heads of consumer protection for New York and Pennsylvania say about their agenda, how they’re enforcing UDAAP and the impact they could have on banks, fintechs and other financial firms locally and nationally.
The Outlook from Chief Compliance Officers
Third party risks, new regulations, global expansion, advanced tech like AI and the pandemic are just a few of the hurdles Chief Compliance Officers faced this year. Hear from CCOs at Plaid, BBVA in the USA and Upstart on how they approach these challenges to keep their organizations at low risk.
What our attendees are saying
“COMPLY has been very informative, a lot of content has been packed in the last two days… I can’t wait to see what next year brings”
– Liz Janoski, Barclays
“There are a lot of industry events in this field, this is by far where industry leaders hang out. We enjoy the energy, it’s vibrant and different.”
– Jim Shields, Twist & Shout
“The COMPLY conferences are so unique in the fact that they think outside the box and make it a very original experience.”
– Nirvana Farhadi, Hitachi
Using Risk Data and Analytics to Thrive
Sept 28: Harnessing all of the data your company holds can unlock an early warning system for risk
Join Us in Texas
Oct 6: Join your compliance peers to discuss the latest regulatory happenings, build relationships, while enjoying good food, drinks, and company in-person.
Stay in Touch
COMPLY is nothing like your father's compliance conference! We’re serious about compliance but also serious about having fun and making great connections. Stay up to date with the latest news and happenings.