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The COMPLY Podcast showcases trailblazers in the financial services and compliance space. Each episode dives deep into the challenges, triumphs, and innovations of executives at top banks, fintechs, and enterprise organizations.
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Financial Industry Regulatory Authority
April 20, 2026
FINRA Strengthens External Relations Leadership with Two Senior Appointments
WASHINGTON—FINRA announced today two key additions to our senior leadership team to enhance engagement with regulators, policymakers, industry stakeholders and the media.
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Resource
April 17, 2026
OCC Issues Updated Model Risk Management Guidance
The Office of the Comptroller of the Currency (OCC) today, in coordination with the Board of Governors of the Federal Reserve System (Federal Reserve Board) and the Federal Deposit Insurance Corporation (FDIC), issued updated model risk management guidance for OCC-supervised institutions. These actions build upon the OCC's ongoing efforts to tailor its supervisory framework to reduce unnecessary burden and promote risk-based examination across institutions of all sizes.
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Federal Trade Commission
April 17, 2026
FTC and DOJ Extend Deadline for Public Comment on Guidance on Business Collaborations
The Federal Trade Commission and the Justice Department’s Antitrust Division (“Agencies”) hereby extend the period for receiving public comments on their inquiry for consideration of guidance on collaborations among competitors that was announced on February 23View Press Release